New Thinking in the Pentagon

Defence analyst Mary Kaldor is cheered by recent trends in the US military, though the "old thinking" - which put force protection first and civilian security last - still has adherants.

By Mary Kaldor

Is it possible to suppose that the United States might finally experience its own perestroika after the end of the Cold War? I am not referring to the incoming administration and the movement around Barack Obama's call for change, although that could potentially be a critical factor in reinforcing and sustaining the new phenomenon of perestroika. Nor am I referring to the financial crisis, although that too could provide an impulse for transformation. Rather I am talking about the far reaching debate and indeed restructuring currently going on inside the Pentagon as a result of the wars in Iraq and Afghanistan.

The end of the Cold War did not lead to the dismantling of the military-industrial complex, which continues to exercise a powerful and pervasive political, economic, and cultural influence on American society. Military spending fell after 1990 and the number of troops were reduced but research spending on advanced military technologies remained at its Cold War level, thereby constituting a permanent pressure to develop and produce new weapons systems. Moreover, the Cold War narrative (drawn from the experience of World War II) about the role of the United States as a global leader in promoting democracy against its enemies through superior know-how, continued to dominate security thinking. Indeed the narrative was reinforced by the widespread argument that Reagan's decision to deploy cruise missiles was what ended the Cold War and by the experience of the 1991 Gulf War, which seemed to prove the salience of sophisticated technology. Throughout the 1990s, the United States continued to emphasize the importance of airpower and rapid decisive manoeuvre warfare incorporating new advances in information technology as the cornerstone of American strategy. And defence intellectuals continued to draw up scenarios in which these forces would be used to repel a new range of enemies from rogue states to terrorists. Indeed the immediate aftermath of the invasions of Iraq and Afghanistan was characterized by a mood of triumphalism about the "American Way of War" and the relevance of concepts like the "Revolution in Military Affairs," "Defence Transformation," or "Netcentricwarfare."

Several years and thousands of casualties later, the atmosphere is very different. The worsening violence in Iraq and Afghanistan led to a serious questioning about the effectiveness of the US tactical approach. Moreover, despite the largest ever military budgets, there were shortages of troops and equipment suitable for ground wars because of the expenditure on large sophisticated systems. Many were arguing that success in regime collapse had created a vacuum of lawlessness filled by political insurgents and violent criminals and that efforts to attack insurgents using superior firepower merely increased opposition to occupation.

On 10 January, 2007 President Bush announced a new military plan for Iraq, known as the "surge." The surge in Iraq was not just about an increase in troops, it was about a profound change in strategy and tactics, based on, to use the jargon, a population-centric approach. General Petraeus's "new thinking" emphasized, above all, the protection of civilians over and above force protection -- a radical turnaround in the way American forces are used. Instead of technology and firepower, the emphasis has been on bottom-up local security. His latest, "Counter-insurgency Guidance" (published 8 July 2008) includes instructions like "Secure and serve the Population," "Live among the People," "Promote Reconciliation," "Walk," "Build Relationships," "Employ money as a weapons system," "Empower subordinates."

Did The Surge Work?

The reduction in violence in Iraq over the past year and a half was mainly due to the fact that Sunni insurgents overwhelmingly switched sides, choosing the US rather than al-Qaeda, which, in turn, was in part but only in part a consequence of the new policy of direct population security by the United States. Instead of remaining behind protected enclaves and using firepower to attack insurgents, which usually involved so-called collateral damage, US forces spread out to population centres, not only providing security, but also helping to provide basic services and humanitarian relief. It then became possible to negotiate ceasefires with Shiite militias as well. (Some argue that this was possible because ethnic cleansing had largely been completed in Baghdad.) It also became possible to start to build much more effective Iraqi security forces than hitherto, incorporating many of the veterans of Saddam's army who had been dismissed by Bremer immediately after the American invasion. This strategy was, of course, combined with what is known as "kinetic force" to attack al-Qaeda as well as renegade Shiites like the "special groups" who did not respect the cease-fires; improved knowledge of the "human terrain" allowed the US to target these groups much more effectively.

The change in strategy was the outcome of a broad debate in the Pentagon, especially among the Army and the Marines. My first intimation of change was when in 2005, I received an e-mail from a beltway bandit (a Washington consultancy firm) appropriately named Hawk Systems Inc. They explained that they had received the contract from the Pentagon to "rethink the principles of war" and asked if I would contribute a chapter relating to my work on "new wars" and human security. The book that came out of the project was circulated to all US staff colleges. This year I was invited by the US Army War College to talk about "new wars" -- a subject that, to my surprise, is now widely discussed.

Much of the new thinking derives from a strategic current within the US military that dates back to the US Marines 1940 Manual entitled "Small Wars." This current of thinking lost the battle for strategy in Vietnam but remained alive in certain military circles. Much of the contemporary debate can be found in an online magazine entitled Small Wars Journal, which includes fascinating blogs from active servicemen about their experiences. One of the discussions, for example, is about the relevance of "fourth generation warfare," which refers to the impact of globalization on war and the argument that nations have "lost the monopoly on force." Another is about nation-building and the idea that "progressive stabilization" capacity needs to be built into combat units. Stabilization is defined (in Defence Directive 3000 -05) as the effort to "create a secure and stable environment and to provide for the basic needs of the population to include food, water, sanitation, and shelter."

An article by Condoleezza Rice in the current issue of Foreign Affairs demonstrates how far this debate has gone. She is one of the more conservative members of the Bush Administration and it was she who famously said that it was not the job of American soldiers to accompany little girls to school. "In these pages in 2000," she writes "I decried the role of the United States, in particular the US military, in nation-building. In 2008, it is absolutely clear that we will be involved in nation-building for years to come." She still insists that it is not the job of the military but nevertheless argues strongly for a capacity to provide "population security" in Afghanistan, which she defines as "addressing basic needs for safety, services, the rule of law, and increased economic opportunity."

Averse To Nation-Building

Of course, the "new thinking" is not uniformly shared. On the contrary, most of the US military retain what one "small wars" blogger describes as a "cultural aversion" to nation-building. In particular, the air force and the navy remain wedded to sophisticated systems capable of striking at long distance. In June, Robert Gates, the Secretary of Defense, dismissed the Air Force secretary and the air force chief of staff, ostensibly for "poor performance in securing of sensitive materials" (it was discovered that four hi-tech electrical nose cones for nuclear missiles were sent to Taiwan instead of helicopter batteries -- a mistake that is difficult to believe, especially as it was not revealed for eighteen months!) But according to the New York Times, in a report that reflects the talk in the Pentagon, Gates was "frustrated about Air Force actions on weapons procurement, budgets, and the execution of the mission in Iraq." It is the fact that there is a struggle going on and not simply a change of direction that underlines the character of what might be described as the new perestroika and offers the possibility of real change.

So what are the implications of this debate and where will it lead? A first question is whether the reduction in violence in Iraq can be sustained. This depends not on what the US military do but on the politics of Iraq. Can the Iraqi government gain the support and trust of the population, which, in the end, is what makes stability possible? And, if not, and new violence erupts, perhaps also involving the Kurds, will the old guard in the Pentagon be able to turn around and claim, as they did after Vietnam, that these military intellectuals messed up and what was needed was even more firepower? While many on the left would like to see the US defeated in Iraq and troops withdrawn in humiliation, this would have catastrophic consequences in Iraq and is likely to have perverse consequences for politics inside the US. On the other hand, if stability is sustained, this could also strengthen the "new thinking."

A second question is: Will the new population-centric approach be adopted in Afghanistan? General Petraeus is now the commander of Centcom, in charge of both Iraq and Afghanistan. At present, despite brave words about reconstruction, the main thrust of American and British policy seems to be to attack the Taliban at long distance, especially in Pakistan. As the situation worsens and spreads to Pakistan, can the Iraq model offer an alternative? Is it possible to apply the same kind of nuanced approach to the Taliban that could result in the marginalization or isolation of extremists? And if not, what are the limits of the "new thinking"? Are we "faced" with what the conservatives call the "long war," which will justify the continued acquisition of all kinds of new methods of killing?

And a third question, which follows from the first two, is whether the new approach can be used for global peace operations in the future or whether it is a more efficient form of American imperialism? Most "new thinkers" still insist that the US needs both a stability capacity and a war-fighting capacity. Indeed, some proponents of "new thinking" are suggesting that a capacity for both decisive military actions and stabilization could enable the US to invade countries like Iran and Syria and simultaneously clean up the aftermath. At present, of course, US forces are much too over-stretched but what if the US leaves Iraq and Gates succeeds in overall restructuring?

This is why what the policy direction of the new Administration is so important. The changes within the Pentagon need political direction. Are population security or stability operations viewed as a means to an end -- defeating terrorists that might attack the United States, winning the War on Terror? Or is the goal population security globally, which might require the use of military force against those nihilistic terrorists or genocidaires? In other words, is the goal to protect the United States unilaterally or can there be a new understanding that American security depends on global security? In the first case, the "new thinking" continues to be viewed as a secondary or marginal activity for US forces. But if the aim is global security, the primary requirement is for a stabilization capacity to end wars rather than fight them.

President-elect Obama together with his new national security team needs to articulate a new narrative for US security policy based on the notion that population security (human security) is a world-wide goal rather than the War on Terror. The US should strengthen multilateral institutions in order to develop the capacity to prevent conflicts as well as reduce violence and contribute to stability and reconstruction. That way, the new President will, be able to harness the current perestroika to a new post-Cold War paradigm.

Mary Kaldor directs the Centre for the Study of Global Governance at the London School of Economics. An earlier draft of this paper appeared in the British publication Peace Matters .

Peace Magazine Jan-Mar 2009

Peace Magazine Jan-Mar 2009, page 22. Some rights reserved.

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